Our services
For further information about our services and fees, please contact us.
Financial services consulting
Our services cover:
- Compliance risk management
- Compliance documentation (e.g. manuals, checklists and templates)
- Compliance auditing
- Regulatory assistance
- Compliance training
Compliance risk management
We help you to identify and manage risks associated with regulatory non-compliance. This service includes:- Conducting a compliance risk assessment of your business to identify the regulatory requirements that present priority risks
- Assisting you to decide what control measures to take to avoid or mitigate the risk of non-compliance
- Assisting you to put control and monitoring measures in place, including standard compliance documentation
- Training your staff in respect of compliance requirements
- Training/mentoring your compliance officers
- Auditing the performance of your compliance system
- Recommending changes in business practices to promote compliance
- Liaising and interacting with regulators on your behalf
- Assisting you to provide appropriate assurance of regulatory compliance to internal and external stakeholders (e.g. board, risk and audit committees, and external auditors)
- Assisting with statutory reporting
Compliance documentation
We assist you to develop appropriate compliance documentation for your business, including compliance manuals, plans, policies and procedures, checklists and templates.Compliance auditing
We offer an independent compliance auditing service that allows you to test the health of your compliance system.Regulatory assistance
We assist with liaison and interaction with regulators such as the Financial Services Board. This service includes:- Applications to regulators (e.g. licences, profile changes etc.)
- Regulatory inquiries
- Statutory reporting
Compliance training
We offer customised employee training in respect of compliance requirements. We also offer customised compliance officer training and mentoring.
Maritime consulting
Our services cover general maritime administration, maritime safety and security, and marine environment protection, and include:
- Legal and technical consulting
- Regulatory assistance (e.g. legislative drafting, formulating/analysing regulatory proposals, etc)
- Representation and liaison
